TruForgeCompliance & Risk
MP

Compliance & Risk Center

The control layer that keeps Level 4 autonomy inside licensed-attorney boundaries.

Compliance Health Score
96/100
Last audit: Today at 3:42 PM

Level 4 Autonomy Boundary

TruForge agents can prepare, analyze, draft, reconcile, and route work autonomously. Final legal acts - sending demands, filing pleadings, disbursing trust funds - require a licensed attorney approval gate.

UPL safeguard active across every agent action.

ABS / Company-in-a-Box Signal

The demo frames LF-AAS as a compliant operating model: technology, investment, administration, and licensed legal authority remain separable while the digital workforce runs the process layer.

IOLTA ComplianceCompliant

Trust account three-way reconciliation passing

VA
Monitored by Vault - checked 2m ago
Unauthorized Practice (UPL)Compliant

All final actions gated behind attorney approval

AR
Monitored by Arbiter - checked 2m ago
Client ConfidentialityCompliant

Tenant data isolation verified, no cross-client access

SH
Monitored by Shield - checked 2m ago
Malpractice RiskWarning

2 documents pending review beyond 48h SLA

VE
Monitored by Verity - checked 2m ago
Bar Association RulesCompliant

Jurisdiction rules current for CA, NY, TX

SE
Monitored by Sentinel - checked 2m ago
Conflict of InterestCompliant

All active matters cleared conflict screening

SE
Monitored by Sentinel - checked 2m ago

Risk Event Log

Low
Verity confirmed UPL gate on Johnson demand letter
Johnson v. Stellar Dynamics
Resolved
Info
Vault completed IOLTA three-way reconciliation
Firm Trust Ledger
Resolved
Warning
Two documents pending review beyond 48h SLA
Review Queue
Open
Low
Sentinel refreshed California bar-rule policy pack
Jurisdiction Controls
Resolved

Law Firm Operating Model

Managing Partner
Human authority, final approvals, client strategy
Digital Associates
Research, drafting, discovery, memo production
Digital Paralegals
Intake, docketing, filing prep, document assembly
Digital CFO Office
Billing, WIP, IOLTA, collections, fee forecasting
$0.00
IOLTA Variance
$431K
WIP Exposure
4.6x
Leverage Ratio
2,847
Audit Events